GREEN ALPHA INVESTMENTS

136 2nd Avenue
Unit D
Niwot, Colorado 80544
Tel: 303-993-7856

About GREEN ALPHA INVESTMENTS

GREEN ALPHA INVESTMENTS, formally registered with the SEC as GREEN ALPHA INVESTMENTS. The firm was established in 01/15/2013. They have over 1 offices throughout the country.

GREEN ALPHA INVESTMENTS is a Niwot, Colorado based Financial Planning firm with nearly $329,941,208 assets under management, offering retirement planning & investment advisory services to 531 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	144413
SEC#	801-77535
Assets Managed by Firm	$329,941,208
No. of Clients	531
No. of Advisors	4

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	531	$329,941,208
Individuals (other than high net worth individuals)	78	$13,573,867
High net worth individuals	40	$90,366,068
Charitable organizations	5	$6,619,088
Other investment advisers	22	$125,502,002

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EMPOWER ADVISORY GROUP, LLC 8515 East Orchard Rd 4t2 Greenwood Village, CO, 80111	$134,279,160,181	188739	766
PUBLIC TRUST ADVISORS, LLC 717 17th Street, Suite 1850 Denver, CO, 80202	$81,139,239,094	82	81
TRANSAMERICA ASSET MANAGEMENT, INC. 1801 California Street, Suite 5200 Denver, CO, 80202	$65,938,129,807	135	60
EMPOWER CAPITAL MANAGEMENT, LLC 8515 East Orchard Road 2t3 Greenwood Village, CO, 80111	$64,880,528,684	154	305

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