JANUS HENDERSON INVESTORS

151 Detroit Street
Denver, Colorado 80206
Tel: (303) 333-3863

About JANUS HENDERSON INVESTORS

JANUS HENDERSON INVESTORS, formally registered with the SEC as JANUS HENDERSON INVESTORS. The firm was established in 07/01/1978. They have over 6 offices throughout the country.

JANUS HENDERSON INVESTORS is a Denver, Colorado based Financial Planning firm with nearly $239,345,489,058 assets under management, offering retirement planning & investment advisory services to 6602 clients. The firm is staffed with 978 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	104652
SEC#	801-13991
Assets Managed by Firm	$239,345,489,058
No. of Clients	6602
No. of Advisors	978

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Other (PLEASE SEE SCHEDULE D, MISCELLANEOUS DISCLOSURE)

Firm Client Information

	No. of Clients	AUM
Firm Total	6602	$239,345,489,058
Individuals (other than high net worth individuals)	6360	$1,610,232,504
High net worth individuals	6	$7,478,193
Pension and profit sharing plans	29	$5,152,527,421
Charitable organizations	3	$395,763,579
Other investment advisers	7	$282,429,551
Corporations or other businesses	5	$327,424,208

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