ADVISORS ASSET MANAGEMENT, INC.

18925 Base Camp Road
Suite 203
Monument, Colorado 80132
Tel: 719-488-9956

About ADVISORS ASSET MANAGEMENT, INC.

ADVISORS ASSET MANAGEMENT, INC, formally registered with the SEC as ADVISORS ASSET MANAGEMENT, INC. The firm was established in 02/06/2004. They have over 10 offices throughout the country.

ADVISORS ASSET MANAGEMENT, INC. is a Monument, Colorado based Financial Planning firm with nearly $3,853,640,375 assets under management, offering retirement planning & investment advisory services to 1767 clients. The firm is staffed with 272 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	46727
SEC#	801-62731
Assets Managed by Firm	$3,853,640,375
No. of Clients	1767
No. of Advisors	272

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients
Other (SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS)

Firm Client Information

	No. of Clients	AUM
Firm Total	1767	$3,853,640,375
Individuals (other than high net worth individuals)	1310	$364,712,077
High net worth individuals	110	$267,744,693
Pension and profit sharing plans	6	$3,140,419
Charitable organizations	2	$899,585
Other investment advisers	276	$72,362,404
Corporations or other businesses	53	$54,637,744

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Firm Name	Assets Under Management	Total Clients	Total Advisors

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