ICON ADVISERS, INC.

8480 E Orchard Road
Suite 1200
Greenwood Village, Colorado 80111
Tel: 303-790-1600

About ICON ADVISERS, INC.

ICON ADVISERS, INC, formally registered with the SEC as ICON ADVISERS, INC. The firm was established in 05/17/1991. They have over 1 offices throughout the country.

ICON ADVISERS, INC. is a Greenwood Village, Colorado based Financial Planning firm with nearly $719,415,539 assets under management, offering retirement planning & investment advisory services to 421 clients. The firm is staffed with 14 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	108268
SEC#	801-38868
Assets Managed by Firm	$719,415,539
No. of Clients	421
No. of Advisors	14

Fee Structure

A percentage of AUM
Other (ASSET-BASED FEE FROM MODEL-ONLY RECIPIENTS)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients
Other (PROVIDE MODEL ALLOCATIONS THAT INCLUDE THE ICON FUNDS)

Firm Client Information

	No. of Clients	AUM
Firm Total	421	$719,415,539
Individuals (other than high net worth individuals)	403	$6,681,136
High net worth individuals	11	$78,401,120

More Retirement Planning firms in Greenwood Village, Colorado:

Firm Name	Assets Under Management	Total Clients	Total Advisors
JANUS HENDERSON INVESTORS 151 Detroit Street Denver, CO, 80206	$239,345,489,058	6602	978
PUBLIC TRUST ADVISORS, LLC 717 17th Street, Suite 1850 Denver, CO, 80202	$81,139,239,094	82	81
TRANSAMERICA ASSET MANAGEMENT, INC. 1801 California Street, Suite 5200 Denver, CO, 80202	$65,938,129,807	135	60
EMPOWER CAPITAL MANAGEMENT, LLC 8515 East Orchard Road 2t3 Greenwood Village, CO, 80111	$64,880,528,684	154	305
ALPS ADVISORS, INC. 1290 Broadway Suite 1000 Denver, CO, 80203	$24,019,792,910	7	64

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