CETERA ADVISORS LLC

5299 Dtc Blvd
Suite 800
Greenwood Village, Colorado 80111
Tel: 800-929-3485

About CETERA ADVISORS LLC

CETERA ADVISORS LLC, formally registered with the SEC as CETERA ADVISORS LLC. The firm was established in 10/27/1988. They have over 693 offices throughout the country.

CETERA ADVISORS LLC is a Greenwood Village, Colorado based Financial Planning firm with nearly $21,227,977,082 assets under management, offering retirement planning & investment advisory services to 90646 clients. The firm is staffed with 1047 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	10299
SEC#	801-33020
Assets Managed by Firm	$21,227,977,082
No. of Clients	90646
No. of Advisors	1047

Fee Structure

A Percentage of AUM
Hourly charges
Fixed Fees
Commision Based

Advisory Services Provided

Financial Planning
Portfolio Management for Individuals
Portfolio Management for Business
Pension Consulting Services
Selection of Other Advisors
Educational Seminars/ Workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	90646	$21,227,977,082
Individuals (other than high net worth individuals)	65550	$9,682,654,800
High net worth individuals	23348	$10,716,090,138
Pension and profit sharing plans	134	$300,638,018
Charitable organizations	294	$183,312,508
Corporations or other businesses	415	$344,277,189

Inquire with CETERA ADVISORS LLC

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JANUS HENDERSON INVESTORS 151 Detroit Street Denver, CO, 80206	$203,245,721,760	6667	1061
EMPOWER ADVISORY GROUP, LLC 8515 East Orchard Rd 4t2 Greenwood Village, CO, 80111	$116,213,253,377	236022	874
PUBLIC TRUST ADVISORS, LLC 717 17th Street, Suite 1850 Denver, CO, 80202	$64,938,342,319	89	78
TRANSAMERICA ASSET MANAGEMENT, INC. 1801 California Street, Suite 5200 Denver, CO, 80202	$63,514,278,950	136	59
EMPOWER CAPITAL MANAGEMENT, LLC 8515 East Orchard Road 2t3 Greenwood Village, CO, 80111	$54,431,410,714	101	260

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