CASCADE INVESTMENT GROUP, INC.

444 E. Pikes Peak Avenue
Suite 200
Colorado Springs, Colorado 80903
Tel: 719-632-0818

About CASCADE INVESTMENT GROUP, INC.

CASCADE INVESTMENT GROUP, INC, formally registered with the SEC as CASCADE INVESTMENT GROUP, INC. The firm was established in 02/10/1997. They have over 1 offices throughout the country.

CASCADE INVESTMENT GROUP, INC. is a Colorado Springs, Colorado based Financial Planning firm with nearly $378,028,345 assets under management, offering retirement planning & investment advisory services to 974 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	35844
SEC#	801-53819
Assets Managed by Firm	$378,028,345
No. of Clients	974
No. of Advisors	6

Fee Structure

A percentage of AUM
Hourly charges

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	974	$378,028,345
Individuals (other than high net worth individuals)	515	$192,286,283
High net worth individuals	52	$126,389,635
Pension and profit sharing plans	23	$34,156,765
Charitable organizations	9	$21,888,892
Corporations or other businesses	10	$3,306,770

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EMPOWER ADVISORY GROUP, LLC 8515 East Orchard Rd 4t2 Greenwood Village, CO, 80111	$134,279,160,181	188739	766
PUBLIC TRUST ADVISORS, LLC 717 17th Street, Suite 1850 Denver, CO, 80202	$81,139,239,094	82	81
TRANSAMERICA ASSET MANAGEMENT, INC. 1801 California Street, Suite 5200 Denver, CO, 80202	$65,938,129,807	135	60
EMPOWER CAPITAL MANAGEMENT, LLC 8515 East Orchard Road 2t3 Greenwood Village, CO, 80111	$64,880,528,684	154	305

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