ASPEN GROVE CAPITAL, LLC

90 Benchmark Road
Suite 201
Avon, Colorado 81620
Tel: 970-688-4188

About ASPEN GROVE CAPITAL, LLC

ASPEN GROVE CAPITAL, LLC, formally registered with the SEC as ASPEN GROVE CAPITAL, LLC. The firm was established in 05/31/2013. They have over 2 offices throughout the country.

ASPEN GROVE CAPITAL, LLC is a Avon, Colorado based Financial Planning firm with nearly $5,239,515,491 assets under management, offering retirement planning & investment advisory services to 2618 clients. The firm is staffed with 20 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	158166
SEC#	801-78138
Assets Managed by Firm	$5,239,515,491
No. of Clients	2618
No. of Advisors	20

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Selection for other advisors
Other (BILL PAYING SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	2618	$5,239,515,491
High net worth individuals	35	$5,204,633,877

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PUBLIC TRUST ADVISORS, LLC 717 17th Street, Suite 1850 Denver, CO, 80202	$81,139,239,094	82	81
TRANSAMERICA ASSET MANAGEMENT, INC. 1801 California Street, Suite 5200 Denver, CO, 80202	$65,938,129,807	135	60
EMPOWER CAPITAL MANAGEMENT, LLC 8515 East Orchard Road 2t3 Greenwood Village, CO, 80111	$64,880,528,684	154	305
ALPS ADVISORS, INC. 1290 Broadway Suite 1000 Denver, CO, 80203	$24,019,792,910	7	64

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