ROCKWOOD CAPITAL, LLC

140 East 45th Street
34th Floor
New York, New York 10017
Tel: 212-402-8500

About ROCKWOOD CAPITAL, LLC

ROCKWOOD CAPITAL, LLC, formally registered with the SEC as ROCKWOOD CAPITAL, LLC. The firm was established in 03/30/2012. They have over 3 offices throughout the country.

ROCKWOOD CAPITAL, LLC is a New York, New York based Financial Planning firm with nearly $10,909,787,060 assets under management, offering retirement planning & investment advisory services to 26 clients. The firm is staffed with 74 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	156663
SEC#	801-73731
Assets Managed by Firm	$10,909,787,060
No. of Clients	26
No. of Advisors	74

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	26	$10,909,787,060

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