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SPECTRUM ASSET MANAGEMENT, INC.
2 High Ridge Park
Stamford, Connecticut 06905
Tel: 203-322-0189
About SPECTRUM ASSET MANAGEMENT, INC.
SPECTRUM ASSET MANAGEMENT, INC, formally registered with the SEC as SPECTRUM ASSET MANAGEMENT, INC. The firm was established in 09/28/1987. They have over 4 offices throughout the country.
SPECTRUM ASSET MANAGEMENT, INC. is a Stamford, Connecticut based Financial Planning firm with nearly $19,017,299,092 assets under management, offering retirement planning & investment advisory services to 81 clients. The firm is staffed with 25 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 300463 |
| SEC# | 801-30405 |
| Assets Managed by Firm | $19,017,299,092 |
| No. of Clients | 81 |
| No. of Advisors | 25 |
Fee Structure
- A percentage of AUM
Advisory Services Provided
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 81 | $19,017,299,092 |
| High net worth individuals | 1 | $5,223,596 |
| Pension and profit sharing plans | 1 | $1,880,664 |
| Corporations or other businesses | 53 | $5,535,143,634 |
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