HORIZON KINETICS ASSET MANAGEMENT LLC

470 Park Avenue South
4th Floor South
New York, New York 10016
Tel: 646-291-2300

About HORIZON KINETICS ASSET MANAGEMENT LLC

HORIZON KINETICS ASSET MANAGEMENT LLC, formally registered with the SEC as HORIZON KINETICS ASSET MANAGEMENT LLC. The firm was established in 09/23/1994. They have over 4 offices throughout the country.

HORIZON KINETICS ASSET MANAGEMENT LLC is a New York, New York based Financial Planning firm with nearly $6,503,114,873 assets under management, offering retirement planning & investment advisory services to 2030 clients. The firm is staffed with 77 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106096
SEC#	801-47515
Assets Managed by Firm	$6,503,114,873
No. of Clients	2030
No. of Advisors	77

Fee Structure

A percentage of AUM
Subscription fees
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters

Firm Client Information

	No. of Clients	AUM
Firm Total	2030	$6,503,114,873
High net worth individuals	1798	$1,951,467,377
Pension and profit sharing plans	19	$171,389,380
Charitable organizations	17	$25,451,792
Corporations or other businesses	152	$870,486,954

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