STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

111 Center Street
Little Rock, Arkansas 72201
Tel: 800-458-6589

About STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC, formally registered with the SEC as STEPHENS INVESTMENT MANAGEMENT GROUP, LLC. The firm was established in 09/02/2005. They have over 2 offices throughout the country.

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC is a Little Rock, Arkansas based Financial Planning firm with nearly $7,463,667,271 assets under management, offering retirement planning & investment advisory services to 162 clients. The firm is staffed with 23 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	136369
SEC#	801-64675
Assets Managed by Firm	$7,463,667,271
No. of Clients	162
No. of Advisors	23

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (REGISTRANT PROVIDES ITS MODEL PORTFOLIOS AS RECOMMENDED STRATEGY MODELS TO OTHER ADVISERS FOR USE IN THEIR ADVISORY SERVICES.)

Firm Client Information

	No. of Clients	AUM
Firm Total	162	$7,463,667,271
High net worth individuals	111	$109,037,920
Pension and profit sharing plans	9	$1,510,832,019
Corporations or other businesses	16	$62,397,196

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