111 Center St
Little Rock, Arkansas 72201
Tel: 501-377-2000
STEPHENS, formally registered with the SEC as STEPHENS. The firm was established in 09/19/1980. They have over 21 offices throughout the country.
STEPHENS is a Little Rock, Arkansas based Financial Planning firm with nearly $14,783,890,572 assets under management, offering retirement planning & investment advisory services to 21924 clients. The firm is staffed with 629 experienced financial planners.
SEC Current Status | Approved |
---|---|
Firm CRD# | 3496 |
SEC# | 801-15510 |
Assets Managed by Firm | $14,783,890,572 |
No. of Clients | 21924 |
No. of Advisors | 629 |
No. of Clients | AUM | |
---|---|---|
Firm Total | 21924 | $14,783,890,572 |
Individuals (other than high net worth individuals) | 18603 | $3,974,208,253 |
High net worth individuals | 2442 | $7,594,145,144 |
Pension and profit sharing plans | 305 | $237,640,345 |
Charitable organizations | 22 | $15,745,230 |
Corporations or other businesses | 219 | $580,799,494 |
Firm Name | Assets Under Management | Total Clients | Total Advisors |
---|---|---|---|
$7,463,667,271 | 162 | 23 | |
$3,329,402,135 | 13257 | 157 | |
$2,593,400,723 | 7674 | 252 | |
$2,346,620,000 | 4 | 4 | |
$1,637,149,230 | 2873 | 23 |
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