1492 CAPITAL MANAGEMENT, LLC

309 North Water Street
Suite 210
Milwaukee, Wisconsin 53202
Tel: 414-276-1492

About 1492 CAPITAL MANAGEMENT, LLC

1492 CAPITAL MANAGEMENT, LLC, formally registered with the SEC as 1492 CAPITAL MANAGEMENT, LLC. The firm was established in 08/05/2009. They have over 1 offices throughout the country.

1492 CAPITAL MANAGEMENT, LLC is a Milwaukee, Wisconsin based Financial Planning firm with nearly $191,622,946 assets under management, offering retirement planning & investment advisory services to 102 clients. The firm is staffed with 5 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	148566
SEC#	801-70447
Assets Managed by Firm	$191,622,946
No. of Clients	102
No. of Advisors	5

Fee Structure

A percentage of AUM
Other (A PERCENTAGE OF AUM FROM PERSONS RECEIVING MODEL PORTFOLIOS)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Other (MODEL PORTFOLIO DELIVERY)

Firm Client Information

	No. of Clients	AUM
Firm Total	102	$191,622,946
Individuals (other than high net worth individuals)	14	$3,228,171
High net worth individuals	74	$107,916,898
Charitable organizations	9	$27,749,566
Corporations or other businesses	5	$52,728,311

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