MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

111 Heritage Reserve
Suite 200
Menomonee Falls, Wisconsin 53051
Tel: 414-319-1080

About MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC, formally registered with the SEC as MORGAN DEMPSEY CAPITAL MANAGEMENT LLC. The firm was established in 12/19/1994. They have over 1 offices throughout the country.

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC is a Menomonee Falls, Wisconsin based Financial Planning firm with nearly $345,754,439 assets under management, offering retirement planning & investment advisory services to 705 clients. The firm is staffed with 7 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106288
SEC#	801-48064
Assets Managed by Firm	$345,754,439
No. of Clients	705
No. of Advisors	7

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients
Selection for other advisors
Other (PROVIDE MODEL PORTFOLIO RECOMMENDATIONS TO UMA PROGRAMS)

Firm Client Information

	No. of Clients	AUM
Firm Total	705	$345,754,439
High net worth individuals	686	$294,151,873
Charitable organizations	3	$13,856,192
Corporations or other businesses	15	$22,570,898

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NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 720 East Wisconsin Avenue Milwaukee, WI, 53202-4797	$281,345,911,200	25	260
ARTISAN PARTNERS LIMITED PARTNERSHIP 875 East Wisconsin Avenue, Suite 800 Milwaukee, WI, 53202	$151,331,807,781	259	503
TRUSTAGE INVESTMENT MANAGEMENT 5910 Mineral Point Rd Madison, WI, 53705	$35,460,961,000	350	64
MASON STREET ADVISORS, LLC 720 East Wisconsin Avenue Milwaukee, WI, 53202-4797	$28,558,864,166	31	14

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