NORTHERN CAPITAL MANAGEMENT, INC.

2700 South Southeast Boulevard
Suite 205
Spokane, Washington 99223-4984
Tel: 509-456-2526

About NORTHERN CAPITAL MANAGEMENT, INC.

NORTHERN CAPITAL MANAGEMENT, INC, formally registered with the SEC as NORTHERN CAPITAL MANAGEMENT, INC. The firm was established in 11/05/1993. They have over 2 offices throughout the country.

NORTHERN CAPITAL MANAGEMENT, INC. is a Spokane, Washington based Financial Planning firm with nearly $390,992,420 assets under management, offering retirement planning & investment advisory services to 1750 clients. The firm is staffed with 11 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	111379
SEC#	801-44942
Assets Managed by Firm	$390,992,420
No. of Clients	1750
No. of Advisors	11

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Other (EDUCATIONAL WEBINARS)

Firm Client Information

	No. of Clients	AUM
Firm Total	1750	$390,992,420
Individuals (other than high net worth individuals)	570	$131,982,048
High net worth individuals	116	$253,147,609
Charitable organizations	Fewer than 5 clients	$1,906,779
Corporations or other businesses	10	$3,955,984

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Firm Name	Assets Under Management	Total Clients	Total Advisors

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