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VERIFIEDMiguel "Mike" Morales
Nationwide Planning Associates, Inc
1327 Grandin Rd SW
Roanoke, VA 24015
540-443-3001
About Nationwide Planning Associates, Inc
At Nationwide Planning, our mission is to maximize your satisfaction and help you succeed. While we believe in the power of independence, we also know that you don't want to feel like you're on your own. So we have two simple, yet important goals:
To provide you with the broadest range of products, tools and services necessary to serve your clients' financial planning needs.
To help you grow your practice-every year.
See Disclosures
General Information
Firm Start Year
CRD#
5896066
Firm CRD#
31029
Insurance License#
1209798; 16294078
Name of Broker/Dealer
Nationwide Planning Associates, Inc
Name of Custodial Firm
Pershing
States Licensed in
VA, NC
Work with the following types of clients
Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations
Foreign Languages Serviced
Spanish
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Annuities, Stocks, Bonds, Options & Futures, Mutual Funds, Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Email, Phone, Your Office, Our Office, Video Conference, Your Home
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CPFA, CEPA®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Disability, Health, Annuity, Accident, Casualty, Property, Variable Annuity, HMO, Life
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250K+
Compensation Methods
Flat Fee, Based on Assets, Commissions
Fee % Based on Assets
.5
Hourly Rate
$300
Education
Business-Economics - Economics
Utica College of Syracuse University
2006 -2010
Juris Doctor - Law
Interamerican University of Puerto Rico
2013 -2017
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1893285/retirementplanning-Nationwide-Planning-Associates,-Inc-detailed-disclosure.html
Disclaimer
Representatives are registered through, and securities are sold through Nationwide Planning Associates, Inc., Member FINRA/SIPC, located at 32-16 Broadway, 2nd Floor, Fair Lawn, NJ 07410. Investment Advisory Services are offered though NPA Asset Management, LLC. Insurance sold through NPA Insurance Agency, Inc. agents. Nationwide Planning Associates Inc. and Singularity Financial Planning are non-affiliated entities.