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Richmond, VA 23226
804-247-1913About Wells Fargo Advisors
My practice is focused on a fee based, client-centered and comprehensive approach to financial planning and investment management.
See Disclosures
General Information
Firm Start Year
2002
No. of Employees
2-4
CRD#
4543228
Firm CRD#
19616
Insurance License#
563430
Name of Broker/Dealer
Wells Fargo Advisors
Name of Custodial Firm
Wells Fargo Advisors
States Licensed in
VA, MD, PA, OH, CA, TX, NC, FL, SC, CT, MA, TN, MI
Years of Experience in Financial Services
23
Number of Years with Current Firm
8
Work Experience
20+ Years Experience in the following areas: Certified Financial Planner Portfolio Manager Retirement Planning College Planning Financial Planning Estate Planning
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Planning for Individuals
Services
Investment Types
Mutual Funds, FOREX & Currency, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Phone, Our Office, Your Home, Your Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPS®
Securities Licenses
Series 31, Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health
Firm Information
Firm's Number of Clients
1million+
Firm's Number of Planning Clients
1million+
Firm's Number of Managed Clients
1million+
Assets Managed by Firm
$1.7 trillion
Advisor's Number of Clients
500
Advisor's Number of Managed Clients
300
Advisor's Number of Planning Clients
500
Total Assets Under Management by Advisor
$250,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
250000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
1
Minimum Fee Charged for Managed Accounts
$2500
Minimum Fee Charged for Hourly Planning Accounts
0
Minimum Fee Charged for Flat Fee Accounts
0