RIVERFRONT INVESTMENT GROUP, LLC

1214 East Cary Street
Richmond, Virginia 23219
Tel: 804-549-4800

About RIVERFRONT INVESTMENT GROUP, LLC

RIVERFRONT INVESTMENT GROUP, LLC, formally registered with the SEC as RIVERFRONT INVESTMENT GROUP, LLC. The firm was established in 02/14/2008. They have over 1 offices throughout the country.

RIVERFRONT INVESTMENT GROUP, LLC is a Richmond, Virginia based Financial Planning firm with nearly $751,084,541 assets under management, offering retirement planning & investment advisory services to 485 clients. The firm is staffed with 50 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	146221
SEC#	801-68810
Assets Managed by Firm	$751,084,541
No. of Clients	485
No. of Advisors	50

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Other (PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS)

Firm Client Information

	No. of Clients	AUM
Firm Total	485	$751,084,541
Individuals (other than high net worth individuals)	342	$172,709,292
Pension and profit sharing plans	6	$1,899,893
Charitable organizations	1	$934,324
Corporations or other businesses	11	$12,865,523

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