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VERIFIEDAppaiah Ballachanda
Abacus Financial Services
200 Westgate Pkwy
Suite 103
Richmond, VA 23233
804-762-0074
About Abacus Financial Services
Over the years, we have found that a team approach can be an effective method to help clients who have a wide variety of needs as they maneuver through a complex financial services world.
As financial professionals, we are committed to helping people just like you create solutions for their retirement assets. Once we understand your risk tolerance, time horizon, and goals, we'll work to develop a program that carefully balances investment strategies with preserving principal.
Today's economic environment brings challenges. But along with challenges come opportunities and potential rewards. Our financial advisors work closely with our clients to evaluate those opportunities and reap those rewards.
See Disclosures
General Information
Firm Start Year
2015
No. of Employees
5-9
CRD#
4839449
Firm CRD#
6413
States Licensed in
CA, CO, FL, IN, KY, MD,NV, NY,NC,TX, UT,VA,WA
Years of Experience in Financial Services
17
Number of Years with Current Firm
14
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Mutual Funds, Bonds, Stocks, Annuities, Insurance
Can meet clients in the following ways
Our Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CEPA®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Life, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability
Firm Information
Total Assets Under Management by Advisor
45,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Based on Assets, Hourly
Education
Masters of Business Administration - Business Administration
Okalahoma City University
08/01/1999 -05/05/2001
Disclosures
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LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
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