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Fairfax, VA 22030
571-451-9927
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About Sym Wealth
We are committed to maintaining the highest standards of integrity and professionalism in our relationship with you, our client. We endeavor to know and understand your financial situation and provide you with only the highest quality information, services, and products to help you pursue your goals.
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General Information
Firm Start Year
2023
No. of Employees
1
CRD#
5314945
Firm CRD#
6413
Insurance License#
568222
Name of Broker/Dealer
LPL FINANCIAL LLC
States Licensed in
Virginia, District of Columbia, Maryland
Years of Experience in Financial Services
18
Number of Years with Current Firm
3
Work Experience
Independent Financial Advisor LPL Financial Morgan Stanley Capital One Financial Advisors
Work with the following types of clients
Individual Investors
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Risk Management
Services
Investment Types
Bonds, Mutual Funds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Phone, Email, Your Office, Our Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 6, Series 66, Series 7
Insurance and Annuity Licenses
Life, Health, Variable Annuity
Firm Information
Firm's Number of Clients
112
Firm's Number of Planning Clients
60
Firm's Number of Managed Clients
65
Assets Managed by Firm
$85,000.00
Advisor's Number of Clients
112
Advisor's Number of Managed Clients
65
Advisor's Number of Planning Clients
60
Assets Managed by Advisor
$85,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Minimum Fee Charged for Managed Accounts
1%
Education
Liberal Arts -
Ambassador University
09/1994 -04/1998
Liberal Arts - Communications
Ambassador University
09/1994 -04/1998
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf