NLG CAPITAL, INC.

One National Life Drive
Montpelier, Vermont 05604
Tel: 802-229-3773

About NLG CAPITAL, INC.

NLG CAPITAL, INC, formally registered with the SEC as NLG CAPITAL, INC. The firm was established in 07/11/2000. They have over 2 offices throughout the country.

NLG CAPITAL, INC. is a Montpelier, Vermont based Financial Planning firm with nearly $35,941,367,795 assets under management, offering retirement planning & investment advisory services to 8 clients. The firm is staffed with 43 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	109396
SEC#	801-57721
Assets Managed by Firm	$35,941,367,795
No. of Clients	8
No. of Advisors	43

Fee Structure

Other (AT COST TO AN AFFILIATE)

Advisory Services Provided

Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	8	$35,941,367,795
Pension and profit sharing plans	Fewer than 5 clients	$323,905,726
Charitable organizations	Fewer than 5 clients	$24,058,202

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