VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

600 Travis, Suite 3800
Houston, Texas 77002-3071
Tel: 713-224-2545

About VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.

VAUGHAN NELSON INVESTMENT MANAGEMENT, LP, formally registered with the SEC as VAUGHAN NELSON INVESTMENT MANAGEMENT, LP. The firm was established in 04/25/1996. They have over 2 offices throughout the country.

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. is a Houston, Texas based Financial Planning firm with nearly $14,702,325,186 assets under management, offering retirement planning & investment advisory services to 432 clients. The firm is staffed with 47 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106975
SEC#	801-51795
Assets Managed by Firm	$14,702,325,186
No. of Clients	432
No. of Advisors	47

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	432	$14,702,325,186
Individuals (other than high net worth individuals)	14	$7,437,062
High net worth individuals	182	$472,203,017
Pension and profit sharing plans	23	$987,116,382
Charitable organizations	84	$904,466,705
Other investment advisers	10	$1,039,055,299
Corporations or other businesses	68	$4,150,328,623

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