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Houston, TX 77027
281-865-8858
Guiding You to Financial Confidence!
About Tiverton Wealth
Tiverton Wealth was established to be at the heart of our clients' financial lives. Our mission goes beyond simply managing assets or offering insurance solutions; we are here to guide you in making sound financial decisions for you and your family's future. At Tiverton Wealth, we're flexible in how we work with you our only priority is supporting you in making the best choices!
See Disclosures
General Information
Firm Start Year
CRD#
6736420
Firm CRD#
8733
Insurance License#
2154193
Name of Broker/Dealer
LPL Enterprise / LPL Financial
Name of Custodial Firm
LPL Enterprise / LPL Financial
States Licensed in
TX
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Alternative Investments
Can meet clients in the following ways
Our Office, Phone, Your Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®, RICP®
Securities Licenses
Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Long Term Care, Variable Life, Variable Annuity, Disability, Annuity, Health
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Fee % Based on Assets
1%
Disclosures
Securities and investment advisory services offered through LPL Enterprise, a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial.
Prudential Advisors is a brand name for the proprietary retail sales channel of The Prudential Insurance Company of America (PICA) and its insurance company and other affiliates (collectively Prudential). Prudential Advisors financial professionals are licensed insurance agents of Prudential.
Pursuant to a strategic relationship among Prudential, LPL Enterprise, and LPL Financial, Prudential Advisors financial professionals provide securities brokerage services and/or investment advice on securities solely as registered persons of LPL Enterprise, an affiliate of LPL Financial. These financial professionals are permitted to brand under Prudential Advisors. LPL Enterprise and LPL Financial are not affiliated with Prudential.
The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58-lple.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-detailed-disclosures-lple.pdf
Disclaimer
Alex Bridges is a Financial Planner with, and offers securities and investment advisory services through LPL Enterprise (LPLE), a Registered Investment Advisor, Member FINRA/SIPC, and an affiliate of LPL Financial. LPLE and LPL Financial are not affiliated with Tiverton Wealth. The LPL Enterprise registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Cash Solicitor ADV 2A