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Matthew Goff

The Goff Financial Group

11 Greenway Plaza, Suite 1425

Houston, TX 77046
(713) 8508900

Fee Only | Fully Independent | Fiduciary

About The Goff Financial Group

Your financial goals are our highest priority. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm that will always place your interests first. Unlike many other firms, all of our services are provided on a fee-only basis, we have a FIDUCIARY DUTY to put your interests first, and you always have direct access to the investment manager for your accounts as opposed to a sales agent.We have the knowledge, experience and integrity to help you achieve what is most important to you including financial independence, a secure and comfortable retirement, college education for your children, travel and a second home.

General Information

Firm Start Year

1994

No.of Employees

5-9

CRD#

114796

Firm CRD#

114796

Name of Custodial Firm

TD Ameritrade, Fidelity, Schwab, InteractiveBrokers

States Licensed in

TX

Years of Experience in Financial Services

24

Number of Years with Current Firm

24

Work Experience

The Goff Financial Group, Managing Member, 3/2008 – present Matthew B. Goff Registered Investment Advisor (sole proprietor), 4/1995 – 3/2008

I work with the following types of clients

Businesses, Corporate Executives, Individual Investors, Non-Profit Organizations

Foreign Languages Serviced

Spanish

Services

Investment Types

Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Options & Futures, Bonds, Stocks, Commodities

I can meet clients in the following ways

At my office, Via phone, Via email

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

No

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Passed Series 7 & Series 63

Financial Organization Memberships

National Association of Personal Financial Advisors (NAPFA), Paladin Registry

Non-Financial Organization Memberships

Better Business Bureau - A+ rated member

Firm Information

Firm's Number of Clients

171

Firm's Number of Managed Clients

171

Assets Managed by Firm

271,617,660

Advisor's Number of Clients

150

Advisor's Number of Managed Clients

150

Assets Managed by Advisor

271,617,660

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Additional Details on Charges

Our management fee is based on the assets under management for each client.

Education

Bachelor of Science - Finance

University of Texas at Austin
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Disclosures

For more information, please refer to our ADV Part II at www.GoffFinancial.com/adv2.pdf

Disclaimer

Assets Managed by Firm figure only includes assets under discretionary management. In addition to the discretionary assets, Goff Financial manages an additional $13,453,262 on a non-discretionary basis.