RIVERROCK ASSET MANAGEMENT LLC

7204 Navigation Blvd.
Houston, Texas 77011
Tel: 713-375-1300

About RIVERROCK ASSET MANAGEMENT LLC

RIVERROCK ASSET MANAGEMENT LLC, formally registered with the SEC as RIVERROCK ASSET MANAGEMENT LLC. The firm was established in 05/01/2023. They have over 1 offices throughout the country.

RIVERROCK ASSET MANAGEMENT LLC is a Houston, Texas based Financial Planning firm with nearly $148,313,599 assets under management, offering retirement planning & investment advisory services to 4 clients. The firm is staffed with 7 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	147691
SEC#	801-127848
Assets Managed by Firm	$148,313,599
No. of Clients	4
No. of Advisors	7

Fee Structure

A percentage of AUM
Performance Based
Other (LIFE SETTLEMENT POLICY ACQUISITION FEES)

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	4	$148,313,599

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