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John Kvale, CFA®, CFP®

J.K. Financial, Inc.

8222 Douglas Avenue
Suite 590

Dallas, TX 75225
(214) 7064300

Fee Only Planning and Management

About J.K. Financial, Inc.

J.K. Financial, Inc. is a Fee Only, Financial Planning and Wealth Management firm that acts as a fiduciary for clients. The firm's founder, John A. Kvale is a CFA Charter holder, and CFP designee, with 18 years of experience. Incorporated in 1995, with the sole purpose of financial advisory services, J.K. Financial, Inc. is a Registered Investment Advisor with the Securities and Exchange Commission. The firm specializes in investment management, and proactively selects individual equities, ETFs, low cost mutual funds, and individual bonds for client portfolios, on a fully discretionary basis. J.K. Financial, Inc does not accept commissions, soft dollars, or order flow rebates. Members of the firm strictly adhere to the CFA Institute Code of Ethics. The firm currently accepts new clients, with investable assets of $1,000,000 or more.

General Information

Firm Start Year

1991

No.of Employees

5-9

CRD#

2047457

Firm CRD#

114929

Name of Custodial Firm

TD Ameritrade Institutional

States Licensed in

TX

Years of Experience in Financial Services

29

Number of Years with Current Firm

29

I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types

Mutual Funds, Options & Futures, Bonds, Stocks

I can meet clients in the following ways

At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

No

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Analyst (CFA)

Financial Organization Memberships

CFA Institute, Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients

106

Firm's Number of Planning Clients

106

Firm's Number of Managed Clients

106

Assets Managed by Firm

$100,000,000

Assets Managed by Advisor

$100,000,000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$1,000,000

Compensation Methods

Based on Assets