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Zach Allen

Disciplined Advisor Group

5005 LBJ Freeway
Suite 1410

Dallas, TX 75244
(214) 5453305

About Disciplined Advisor Group

We’re here to help you achieve your financial goals, manage your money and ultimately, better your life.

Unlike many other investment firms that use a cookie-cutter financial plan for all their investors, we apply our Purpose-Based Asset Management approach. By creating separate compartments for each investor's multiple purposes, we create a structure that allows for a prudent, less emotional investment decision-making process.

We believe that markets are efficient and investment returns are determined by asset allocation and the passage of time, not by manager selection or market timing.

We are focused on your security and work tirelessly toward one goal: help you achieve financial peace of mind. As a boutique money management firm, we offer you a service that is personal, private and exclusive.

We know you can go many places for financial advice, but the clients of Disciplined Advisors Group benefit from the more than six decades of investment experience in which we are backed. As an independent advisory group, our advice is not influenced by a corporate parent and we are free to choose the right solutions for you.

At Disciplined Advisors Group – trust, commitment and caring make up the foundation that provides services to our clients.

General Information

CRD#

5059261

Name of Broker/Dealer

First Financial Equity Corporation

Name of Custodial Firm

Southwest Securities

States Licensed in

TX, AZ, CO, NM

Years of Experience in Financial Services

60

Number of Years with Current Firm

4

I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types

Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via email, Via phone, At my office, At your home, At your office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 66, Series 7

Non-Financial Organization Memberships

American Heart Association

Firm Information

Assets Managed by Firm

$50,000,000.00

Assets Managed by Advisor

$50,000,000.00

Compensation and Fees

Fee Structure

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts

100,000.00

Compensation Methods

Based on Assets

Fee % Based on Assets

.75

Minimum Fee Charged for Managed Accounts

$500