Directory of Professional Retirement Planners
National Coverage
Local Professionals
VERIFIED
Dallas, TX 75201
214-250-2449
About BMO Investment Services
Building your retirement savings. Financing your children's college education. Growing your business. No matter what your goals are, they become our highest priority because they're our responsibility.
Our financial advisors are held to high industry standards and codes of conduct-with oversight by various regulatory bodies. But responsibility means nothing without the right expertise. That's why many of our advisors go beyond required securities licenses and acquire additional designations to continuously improve their knowledge and skills.
See Disclosures
General Information
Firm Start Year
CRD#
7067374
Firm CRD#
6413
States Licensed in
TX
Years of Experience in Financial Services
4
Number of Years with Current Firm
4
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Businesses, Money Management, Financial Planning for Individuals, Education Funding and Planning, Risk Management
Services
Investment Types
Bonds, Stocks, Structured Products, Alternative Investments, Exchange Traded Funds (ETFs), Annuities
Can meet clients in the following ways
Video Conference, Phone, Email
Compliance
Registered Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CFA®, CAIA®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Life, Long Term Care, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250K+
Compensation Methods
Based on Assets
Education
Bachelors of Science - Economics
University of Texas
08/2002 -08/2006
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
BMO Bank N.A. ("BMO") provides referrals to financial professionals of BMO Investment Services who are registered representatives of LPL Financial LLC ("LPL") pursuant to an agreement that allows LPL to pay BMO for these referrals. This creates an incentive for BMO to make these referrals, resulting in a conflict of interest. BMO is not a current client of LPL for advisory services. Please visit https://www.lpl.com/disclosures/is-lpl-relationship-disclosure.html for more detailed information.