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Spencer Corzine

AVH Invest

500 E. Whitestone Blvd.
P.O. Box 1977

Cedar Park, TX 78630
(877) 7387018

Opportunity Through Transition

About AVH Invest

We are dedicated to providing a unique Advisor - Client relationship. Our approach is treating our engagement with the heart of a teacher and not a sales person. We keep close touch with our clients and mandate that telephone calls are returned within 24 - hours. We know your time is valuable and therefore meetings can be held in your home during the day or evening for your convenience. More importantly, you will have an understanding of the nature of your investments, how they work and what you can expect from them. We explain things in terms you will understand so that you have a high comfort level with what you own.

We offer Full service financial planning. We currently serve 1,000 clients and $130,000,000 of assets under management. We are affiliated with a fully independent Broker Dealer with no proprietary products.

General Information

Firm Start Year

1997

No.of Employees

5-9

CRD#

2940880

Firm CRD#

10205

Insurance License#

LA-951910

Name of Broker/Dealer

Securities America, Inc.

Name of Custodial Firm

National Financial Services

States Licensed in

AL, AZ, CA, DC, FL, GA, HI, ID, IL, KY, LA, ME, MD, MI, NV, NH, NJ, NY, NC, OH, PA, SC, TN, TX, VT, VA

Years of Experience in Financial Services

23

Number of Years with Current Firm

5

Work Experience

Wall Street Financial Group Merrill Lynch

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options, Commodities, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via phone, At my office, At your home, Video Conference, Via email

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER

Securities Licenses

Series 7, Series 24, Series 55, Series 63, Series 65

Insurance and Annuity Licenses

Variable Life, Accident, Annuity, Long Term Care, Variable Annuity, Life, Health, Disability

Financial Organization Memberships

Paladin Registry

Non-Financial Organization Memberships

NFLPA Registered Advisor (National Football League Players Association)

Firm Information

Firm's Number of Clients

2000

Firm's Number of Planning Clients

500

Firm's Number of Managed Clients

500

Assets Managed by Firm

$250,000,000

Advisor's Number of Clients

750

Advisor's Number of Managed Clients

500

Advisor's Number of Planning Clients

500

Assets Managed by Advisor

$130,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Commissions

Fee % Based on Assets

1

Flat Fee Rate

Depends

Additional Details on Charges

VERY transparent and work with my clients to find a method that's suitable for them.

Minimum Fee Charged for Managed Accounts

$250

Minimum Fee Charged for Flat Fee Accounts

$250

Education

Bachelors - Accounting

S.U.N.Y Brockport
1995 - 1997

Disclosures

Please see my website for additional information and disclosure www.avhinvest.com. FINRA Broker Check https://brokercheck.finra.org/

Disclaimer

Securities offered through Securities America, Inc. member FINRA/SIPC. Advisory services offered through Securities America Advisors, Inc. AVH Invest and Securities America are separate companies.