TD CAPITAL MANAGEMENT LLC

5100 Poplar Avenue
Suite 2904
Memphis, Tennessee 38137-1400
Tel: 901-681-0021

About TD CAPITAL MANAGEMENT LLC

TD CAPITAL MANAGEMENT LLC, formally registered with the SEC as TD CAPITAL MANAGEMENT LLC. The firm was established in 09/16/1996. They have over 1 offices throughout the country.

TD CAPITAL MANAGEMENT LLC is a Memphis, Tennessee based Financial Planning firm with nearly $1,087,661,161 assets under management, offering retirement planning & investment advisory services to 429 clients. The firm is staffed with 14 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	106125
SEC#	801-52893
Assets Managed by Firm	$1,087,661,161
No. of Clients	429
No. of Advisors	14

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	429	$1,087,661,161
Individuals (other than high net worth individuals)	195	$88,326,757
High net worth individuals	228	$985,928,621
Pension and profit sharing plans	1	$166,429
Charitable organizations	5	$13,239,354

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ALLIANCEBERNSTEIN L.P. 501 Commerce Street Nashville, TN, 37203	$651,482,000,000	62140	4565
NEPHILA ADVISORS LLC 3811 Bedford Avenue, Suite 101 Nashville, TN, 37215	$14,371,072,726	37	37
ARCLINE INVESTMENT MANAGEMENT LP 3803 Bedford Avenue, Suite No. 106 Nashville, TN, 37215-2564	$13,961,190,744	9	48
FIRST HORIZON ADVISORS, INC 4990 Poplar Avenue, 3rd Floor Memphis, TN, 38117	$12,356,541,464	8945	236
GERBER/TAYLOR MANAGEMENT LLC 40 South Main Street, Suite 1900 Memphis, TN, 38103	$10,409,129,905	208	42

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