HIGHLAND CAPITAL MANAGEMENT, LLC

850 Ridge Lake Blvd
Suite 205
Memphis, Tennessee 38120
Tel: 901-761-9500

About HIGHLAND CAPITAL MANAGEMENT, LLC

HIGHLAND CAPITAL MANAGEMENT, LLC, formally registered with the SEC as HIGHLAND CAPITAL MANAGEMENT, LLC. The firm was established in 07/21/1972. They have over 2 offices throughout the country.

HIGHLAND CAPITAL MANAGEMENT, LLC is a Memphis, Tennessee based Financial Planning firm with nearly $3,409,849,227 assets under management, offering retirement planning & investment advisory services to 1038 clients. The firm is staffed with 19 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	104842
SEC#	801-8762
Assets Managed by Firm	$3,409,849,227
No. of Clients	1038
No. of Advisors	19

Fee Structure

A percentage of AUM
Performance Based
Other (SUBSCRIPTION FEES)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Other (401K INVESTMENT MANAGEMENT, PROVISION OF TRADING SIGNALS)

Firm Client Information

	No. of Clients	AUM
Firm Total	1038	$3,409,849,227
Individuals (other than high net worth individuals)	187	$63,887,963
High net worth individuals	459	$961,933,473
Pension and profit sharing plans	181	$1,070,426,057
Charitable organizations	70	$434,448,090
Corporations or other businesses	12	$91,265,943

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