PROFFITT & GOODSON INC.

4800 Old Kingston Pike, Ste 200
Knoxville, Tennessee 37919-6424
Tel: 865-584-1850

About PROFFITT & GOODSON INC.

PROFFITT & GOODSON INC, formally registered with the SEC as PROFFITT & GOODSON INC. The firm was established in 11/07/1986. They have over 1 offices throughout the country.

PROFFITT & GOODSON INC. is a Knoxville, Tennessee based Financial Planning firm with nearly $600,435,788 assets under management, offering retirement planning & investment advisory services to 816 clients. The firm is staffed with 8 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105278
SEC#	801-28292
Assets Managed by Firm	$600,435,788
No. of Clients	816
No. of Advisors	8

Fee Structure

A percentage of AUM
Hourly charges
Other (A PERCENTAGE OF PLAN ASSETS)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services

Firm Client Information

	No. of Clients	AUM
Firm Total	816	$600,435,788
Individuals (other than high net worth individuals)	116	$30,881,305
High net worth individuals	137	$538,509,462
Pension and profit sharing plans	Fewer than 5 clients	$10,572,085
Charitable organizations	Fewer than 5 clients	$20,093,168
Corporations or other businesses	Fewer than 5 clients	$379,768

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