BROOKS, MOORE & ASSOCIATES, INC.

3905 Saint Elmo Avenue
Chattanooga, Tennessee 37409-1239
Tel: 423-756-8628

About BROOKS, MOORE & ASSOCIATES, INC.

BROOKS, MOORE & ASSOCIATES, INC, formally registered with the SEC as BROOKS, MOORE & ASSOCIATES, INC. The firm was established in 04/10/1986. They have over 1 offices throughout the country.

BROOKS, MOORE & ASSOCIATES, INC. is a Chattanooga, Tennessee based Financial Planning firm with nearly $285,520,661 assets under management, offering retirement planning & investment advisory services to 319 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105716
SEC#	801-26708
Assets Managed by Firm	$285,520,661
No. of Clients	319
No. of Advisors	6

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	319	$285,520,661
Individuals (other than high net worth individuals)	73	$19,138,586
High net worth individuals	97	$233,614,964
Charitable organizations	Fewer than 5 clients	$6,511,271
Corporations or other businesses	12	$26,255,840

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