5210 Maryland Way
Ste 202
Brentwood, Tennessee 37027
Tel: 615-370-8988
CALDWELL ADVISORS, LLC, formally registered with the SEC as CALDWELL ADVISORS, LLC. The firm was established in 11/18/2015. They have over 4 offices throughout the country.
CALDWELL ADVISORS, LLC is a Brentwood, Tennessee based Financial Planning firm with nearly $322,739,217 assets under management, offering retirement planning & investment advisory services to 1032 clients. The firm is staffed with 8 experienced financial planners.
SEC Current Status | Approved |
---|---|
Firm CRD# | 144408 |
SEC# | 801-106730 |
Assets Managed by Firm | $322,739,217 |
No. of Clients | 1032 |
No. of Advisors | 8 |
No. of Clients | AUM | |
---|---|---|
Firm Total | 1032 | $322,739,217 |
Individuals (other than high net worth individuals) | 542 | $113,130,424 |
High net worth individuals | 155 | $197,098,772 |
Pension and profit sharing plans | 7 | $9,481,246 |
Charitable organizations | Fewer than 5 clients | $215,418 |
Corporations or other businesses | Fewer than 5 clients | $2,813,357 |
Firm Name | Assets Under Management | Total Clients | Total Advisors |
---|---|---|---|
$651,482,000,000 | 62140 | 4565 | |
$14,371,072,726 | 37 | 37 | |
$13,961,190,744 | 9 | 48 | |
$12,356,541,464 | 8945 | 236 | |
$10,409,129,905 | 208 | 42 |
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