Griffiths Financial Services

780 Newtown-Yardley Rd
Suite 310

Newtown, PA 18940

215-944-8125

About Griffiths Financial Services

At Griffiths Financial Services, the core of who we are is rooted in loyalty and trust - it is the foundation from which we grow relationships. We understand what truly matters to our clients and tailor a holistic financial plan that provides confidence now and in the future. We strive to preserve your wealth and your future, through a disciplined, structured approach.

See Disclosures

General Information

Firm Start Year

1999

CRD#

2106304

Firm CRD#

6413

Years of Experience in Financial Services

Work Experience

President, Griffiths Financial Services - Newtown, PA. Independent wealth management practice; investment advice offered through Great Valley Advisor Group, a Registered Investment Advisor.

Tom has been registered in the securities industry since 1999. Prior industry experience includes: - LPL Financial LLC - Newtown, PA (2009-2025) - Associated Securities Corp. (2008-2009) - FSC Securities Corporation - Newtown, PA (2006-2008) - Wachovia Securities, LLC - Vice President of Investments (2000-2006) - First Union Brokerage Services, Inc. - Charlotte, NC (1999-2000)

He holds FINRA Series 7, 6, 66, and 63 registrations, along with life, health, and accident insurance licenses.

Work with the following types of clients

Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Planning for Businesses, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Risk Management, Financial Planning for Individuals, Education Funding and Planning

Services

Investment Types

Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Insurance, Mutual Funds, Bonds

Can meet clients in the following ways

Phone, Email, Our Office, Video Conference

Qualifications & Membership

Securities Licenses

Series 63, Series 66, Series 7, Series 6

Insurance and Annuity Licenses

Accident, Life, Health

Firm Information

Total Assets Under Management by Advisor

$100 Million

Compensation and Fees

Fee Structure

Fee-Only

Compensation Methods

Based on Assets

Disclosures

p>RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

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