National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Matt Adams, CFP, CLU, ChFC

Jones & Roth

260 Country Club Rd
#100

Eugene, OR 97401
(541) 6872320

The Right People Beside You

About Jones & Roth

Financial Advisory Services

Our expertise is in utilizing integrated tax & investment strategy to spot strategic opportunities for both your business and for you as an individual.

Investment Planning

Chances are you have had changes in your life since you last reviewed your investment portfolio, and the investment strategy that once was adequate for the future you had in mind may no longer be appropriate. As your financial goals and needs change, your investment strategy may need to change to meet those goals and needs.

Remember that your investments affect other elements of your financial plan such as estate planning, education planning, and retirement planning. Securities offered through 1st Global Capital Corp., Member FINRA, SIPC. Investment Advisory services offered through 1st Global Advisors, Inc. Jones & Roth has representatives licensed in AZ, CA, CO, FL, GA, HI, IL, IN, MA, MT, NC, NV, OH, OR, TX, UT, WA & WY. This is not an offer to sell securities in any other state or jurisdiction.

Retirement Planning

No cookie cutter approach

You may look forward to retirement as a time to savor the finer things in life, and as a reward for many years of hard work.

Retirement dreams can inspire you, but you need to set goals if your retirement is to live up to your aspirations.

We can help you start addressing the challenges planning for your retirement holds. We can analyze your current retirement plan and help make sure you are working steadily towards your goals.

General Information

Firm Start Year

2002

No.of Employees

5-9

CRD#

2354504

Firm CRD#

30349

Name of Broker/Dealer

1st Global Capital Corp

Name of Custodial Firm

National Financial Services

Years of Experience in Financial Services

20

Number of Years with Current Firm

8

Work Experience

I earned the CERTIFIED FINANCIAL PLANNER designation in 2004.

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Services

Investment Types

Insurance, Annuities, Exchange Traded Funds (ETFs), Stocks, Alternative Investments, Bonds, Mutual Funds, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, Via email, Video Conference, At your office, At my office, At your home

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, Chartered Life Underwriter (CLU®), ChFC®, CLU®

Securities Licenses

Series 4, Series 7, Series 65, Series 63

Insurance and Annuity Licenses

Variable Annuity, Disability, Annuity, Long Term Care, Life, Variable Life

Financial Organization Memberships

Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients

200_

Advisor's Number of Planning Clients

50

Assets Managed by Advisor

$125,000,000

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Compensation Methods

Commissions

Fee % Based on Assets

1% - 1.5%

Additional Details on Charges

Financial Planning fees start at $500 Investment advisory Fee ranges from 1% to 1.5% If a commission based solution is used, it is fully disclosed and no fee is charged on the account.