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Neal Richards

Axiom Wealth Strategies

243 SW Scalehouse Loop
Ste 3B

Bend, OR 97702

541-728-1285

About Axiom Wealth Strategies

Neal Richards is the CEO and author of Axiom Wealth Strategies. He founded Axiom in the desire to help families build true wealth. He believes that there are lasting principles to wealth building that, if understood and embraced, yield fruit in this life and in the lives to come. He believes these principles of wisdom are where true wealth resides. He named the firm Axiom, which means self-evidently true, with the hope of pointing to this wisdom and reveal where true wealth is found.

General Information

Firm Start Year

1922

CRD#

5426580

Firm CRD#

313124

States Licensed in

OR, ID, TX

Years of Experience in Financial Services

15

Number of Years with Current Firm

2

Work Experience

Northwestern Mutual: 2007-2012

Wells Fargo Advisors: 2012-2017

Cascade Financial Strategies: 2017-2021

Axiom Wealth Strategies: 2021- Present

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management

Services

Investment Types

Mutual Funds, Exchange Traded Funds (ETFs), Options & Futures, Bonds, Stocks, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Phone, Via Email, Your Office, Our Office, Video Conference, Our Offices

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 63, Series 7, Series 6, Series 66

Firm Information

Advisor's Number of Clients

170

Advisor's Number of Managed Clients

170

Advisor's Number of Planning Clients

170

Assets Managed by Advisor

$56,000,000

Compensation and Fees

Fee Structure

Fee-Only

Compensation Methods

Flat Fee

Additional Details on Charges

1.5% under 500k 1.25% between 500k and 1M 1% between 1M and 3M 0.75% above 3M

Disclaimer

Please see ADV documents provided by Axiom Wealth Strategies for full disclosure to the breadth of services provided and the method of delivery. If they have not been provided the ADV documents please call (541) 389-7777 option 3 and they will be given.