PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

1924 S. Utica
Suite 1120
Tulsa, Oklahoma 74104
Tel: 918-747-3412

About PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C.

PRESCOTT GROUP CAPITAL MANAGEMENT LLC, formally registered with the SEC as PRESCOTT GROUP CAPITAL MANAGEMENT LLC. The firm was established in 10/22/2001. They have over 1 offices throughout the country.

PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. is a Tulsa, Oklahoma based Financial Planning firm with nearly $825,985,024 assets under management, offering retirement planning & investment advisory services to 5 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	115220
SEC#	801-60650
Assets Managed by Firm	$825,985,024
No. of Clients	5
No. of Advisors	6

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Other (INVESTMENT ADVISORY AND LIMITED PORTFOLIO MANAGEMENT SERVICES TO A CHARITABLE ORGANIZATION.)

Firm Client Information

	No. of Clients	AUM
Firm Total	5	$825,985,024
Charitable organizations	1	$20,000,000

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CAPITAL ADVISORS, INC. 2222 South Utica Place, Suite 300 Tulsa, OK, 74114	$5,501,719,930	6518	59
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