GATEWAY INVESTMENT ADVISERS, LLC

312 Walnut Street
Suite 3500
Cincinnati, Ohio 45202-9834
Tel: 513-719-1100

About GATEWAY INVESTMENT ADVISERS, LLC

GATEWAY INVESTMENT ADVISERS, LLC, formally registered with the SEC as GATEWAY INVESTMENT ADVISERS, LLC. The firm was established in 04/18/2008. They have over 2 offices throughout the country.

GATEWAY INVESTMENT ADVISERS, LLC is a Cincinnati, Ohio based Financial Planning firm with nearly $8,827,745,567 assets under management, offering retirement planning & investment advisory services to 39 clients. The firm is staffed with 21 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	146681
SEC#	801-68972
Assets Managed by Firm	$8,827,745,567
No. of Clients	39
No. of Advisors	21

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	39	$8,827,745,567
High net worth individuals	25	$188,695,150
Corporations or other businesses	6	$15,375,248

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