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FIFTH THIRD SECURITIES, INC.

34 Fountain Square Plaza
Md 1090am
Cincinnati, Ohio 45263
Tel: 888-889-1025

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About FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC, formally registered with the SEC as FIFTH THIRD SECURITIES, INC. The firm was established in 11/17/2004. They have over 1118 offices throughout the country.

FIFTH THIRD SECURITIES, INC. is a Cincinnati, Ohio based Financial Planning firm with nearly $7,982,892,401 assets under management, offering retirement planning & investment advisory services to 40143 clients. The firm is staffed with 1228 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#628
SEC#801-63623
Assets Managed by Firm$7,982,892,401
No. of Clients40143
No. of Advisors1228

Fee Structure

  • A percentage of AUM

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Other (SPONSOR WRAP FEE PROGRAM)

Firm Client Information

No. of ClientsAUM
Firm Total40143$7,982,892,401
Individuals (other than high net worth individuals)38436$6,488,820,401
High net worth individuals1074$1,306,951,573
Pension and profit sharing plans479$120,242,839
Charitable organizations18$7,543,527
Corporations or other businesses129$53,272,304

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