National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Johnathan W. Roberts

2923 Smith Rd, Suite 202

Akron, OH 44333

330-237-4065

About Auxin Group

Auxin Group Wealth Management, LLC, is an independent advisory firm specializing in financial planning and investment management. Based in Northeast Ohio, we are trusted by successful individuals and families nationwide to create and implement customized plans to accumulate, maintain, and distribute assets.

The Auxin Group name explains our philosophy best. Auxins are hormones that help guide plant growth. They affect the processes that allow a plant to follow the sun and gain the most energy. This is similar to how Auxin Group meets the needs of our clients. We envision our clients' financial goals as the sun. Our job is to serve as auxins - always guiding our clients toward the sun, regardless of changes in the market or personal circumstances.

This is significant because, at Auxin Group, our clients are not just numbers. We know our clients. We like our clients. We enjoy working with them and their families, from generation to generation. As a result, we grow to really understand our clients' unique and complex needs. By truly valuing client relationships, Auxin Group is able to offer a unique and discreet experience - one with tailored, long-term solutions.

General Information

Firm Start Year

2015

No.of Employees

5-9

Firm CRD#

226599

Name of Broker/Dealer

Purshe Kaplan Sterling

Name of Custodial Firm

Charles Schwab

States Licensed in

AZ,CT,FL,KY,MI,NY,OH,PA,TN,TX

Years of Experience in Financial Services

9

Number of Years with Current Firm

1

Work with the following types of clients

Individual Investors

Advisory Services Provided

Wealth Management, Investment Advice & Management, Financial Planning

Services

Investment Types

Mutual Funds, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Can meet clients in the following ways

Our Office, Via Phone, Via Email, Video Conference, Your Home, Your Office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CPA

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Annuity, Life, Variable Life, Long Term Care, Variable Annuity

Firm Information

Firm's Number of Clients

300

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.1%

Education

History -

University of Mary Washington
08/01/2004 - 05/15/2006