Rod Schauer

Complete Investment Advisory LLC

3211 Fiechtner Dr

Fargo, ND 58103
(701) 2779392

Your Secure Retirement is our Business

About Complete Investment Advisory LLC

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

General Information

Firm Start Year

1980

No.of Employees

2-4

CRD#

6023553

Firm CRD#

166876

Insurance License#

658863

Name of Broker/Dealer

Name of Custodial Firm

TD Ameritrade

States Licensed in

ND,SD,MN and others

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Chartered Financial Consultant and income tax preparer

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

Services

Investment Types

Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds

I can meet clients in the following ways

At your home, At my office, Via phone, Via email

Compliance

Registered Investment Advisor

Yes

Registered Representative

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Consultant (ChFC®)

Securities Licenses

na, Series 65

Insurance and Annuity Licenses

Annuity, Health, Life, Long Term Care

Firm Information

Firm's Number of Clients

215

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

Advisor's Number of Clients

180

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

Compensation and Fees

Fee Structure

Fee-Based (Fee and Commissions)

Minimum Portfolio Size for New Managed Accounts

50,000

Compensation Methods

Hourly

Fee % Based on Assets

1.5%

Hourly Rate

$125.00

Flat Fee Rate

Additional Details on Charges

I work with fee only advisors who charge based on the portfolio

Minimum Fee Charged for Managed Accounts

Minimum Fee Charged for Hourly Planning Accounts

Minimum Fee Charged for Flat Fee Accounts