National Retirement Planning Experts

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Local Professionals

Rod Schauer

Complete Investment Advisory LLC

3211 Fiechtner Dr

Fargo, ND 58103
(701) 2779392

Your Secure Retirement is our Business

About Complete Investment Advisory LLC

Complete Investment Advisory is a fee based Investment Advisory firm dedicated to helping clients invest without the concerns of commissions getting in the way of sound advice with the focus on your future not our current commission.

We help clients design a future that fits their risk tolerance and rate of return needed to accomplish their goals.

We have a Chartered Financial Consultant on staff to help you plan your future using sound financial principal for your life and the life of your money beyond you.

General Information

Firm Start Year

1980

No.of Employees

2-4

CRD#

6023553

Firm CRD#

166876

Insurance License#

658863

Name of Broker/Dealer

NA

Name of Custodial Firm

TD Ameritrade

States Licensed in

ND,SD,MN and others

Years of Experience in Financial Services

31

Number of Years with Current Firm

30

Work Experience

Chartered Financial Consultant and income tax preparer

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Foreign Languages Serviced

NA

Services

Investment Types

Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds

I can meet clients in the following ways

At my office, Via phone, Via email, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Consultant (ChFC®)

Securities Licenses

na, Series 65

Insurance and Annuity Licenses

Annuity, Health, Life, Long Term Care

Firm Information

Firm's Number of Clients

215

Firm's Number of Planning Clients

NA

Firm's Number of Managed Clients

NA

Assets Managed by Firm

NA

Advisor's Number of Clients

180

Advisor's Number of Managed Clients

NA

Advisor's Number of Planning Clients

NA

Assets Managed by Advisor

NA

Compensation and Fees

Fee Structure

I am a Fee-Based financial professional

Minimum Portfolio Size for New Managed Accounts

50,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.5%

Hourly Rate

$125.00

Flat Fee Rate

na

Additional Details on Charges

I work with fee only advisors who charge based on the portfolio

Minimum Fee Charged for Managed Accounts

na

Minimum Fee Charged for Hourly Planning Accounts

na

Minimum Fee Charged for Flat Fee Accounts

na