National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

PHILIP CAPELL, CFP®, JD, MS in Tax

Piermont Wealth Management Inc.

48 South Service Road
Suite 102

Melville, NY 11747
(631) 4541585

Retirement & Investment Solutions - Commission free

About Piermont Wealth Management Inc.

PIERMONT prides itself on helping investors plan for RETIREMENT; or if already retired, then on maximizing their RETIREMENT income and investment returns. Our team of experienced financial professionals focuses on providing RETIREMENT SOLUTIONS to Pre-retirees and Retirees. As an independent, non-commissioned/fee-only firm, we offer a FREE CONSULTATION so that we can understand your needs & objectives. Once we establish your financial plan, our investment team is able to manage your portfolio. We use an asset allocation investment strategy so as to maximize returns in light of your risk tolerance. We are confident we can help you achieve your financial goals and look forward to hearing from you.

General Information

Firm Start Year

2000

No.of Employees

5-9

CRD#

119376

Insurance License#

n/a

Name of Custodial Firm

Charles Schwab / TD Ameritrade

States Licensed in

CFP (certified financial planner) JD (law degree) MS in Taxation

Years of Experience in Financial Services

24

Number of Years with Current Firm

14

Work Experience

After practicing as a Tax Attorney (partner) for several years, I started Piermont in 2000 as a Fee-only (non-commissioned based) Wealth Management firms in New York.

I work with the following types of clients

Individual Investors

Services

Investment Types

Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds

I can meet clients in the following ways

Via email, At my office, Via phone, At your office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Attorney

Financial Organization Memberships

National Association of Personal Financial Advisors (NAPFA), Financial Planning Association (FPA)

Non-Financial Organization Memberships

Nassau Bar Association

Firm Information

Firm's Number of Clients

100+

Firm's Number of Planning Clients

100+

Firm's Number of Managed Clients

100+

Assets Managed by Firm

$100M-$200M

Advisor's Number of Clients

100+

Advisor's Number of Managed Clients

100+

Advisor's Number of Planning Clients

100+

Assets Managed by Advisor

$100M-$200M

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.85%

Additional Details on Charges

Piermont typically does not charge additional fees for financial planning services. Such services are part of wealth management and are needed to properly serve our clients. Our annual average fee is approx. .85% of the value of the assets we manage for our clients.

Minimum Fee Charged for Managed Accounts

none

Education

BS degree -

Cornell University
-

Disclosures

At certain places on this Piermont Wealth Management Inc. Internet site, live 'links' to other Internet addresses can be accessed. Such external Internet addresses contain information created, published, maintained, or otherwise posted by institutions or organizations independent of Piermont Wealth Management Inc. Piermont Wealth Management Inc. does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy completeness, efficacy, timeliness, or correct sequencing of information located at such addresses. Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken after an independent review of its accuracy, completeness, efficacy, and timeliness. Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement, recommendation, or favoring by Piermont Wealth Management Inc.

Disclaimer

see www.piermontwealth.com