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Portsmouth, NH 03801
610-574-2577
About Pinnacle Investment
At Pinnacle Investments, we have the knowledge, education, and credentials youd expect from an investment firm. Our suite of products and services includes everything from traditional stocks, bonds, CDs, and mutual funds to personal financial planning, asset allocation, managed portfolios, and corporate pension plans, as well as unique investment opportunities including private placements and alternative investments. Your best life begins with financial independence that fits your lifestyle. Discover new financial and investment management advice from one of our advisors.
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General Information
Firm Start Year
1926
automated call
Yes
CRD#
6478254
Firm CRD#
142910
Insurance License#
PRR522707
States Licensed in
NH, ME, MA, CT, VT, NY, RI
Years of Experience in Financial Services
11
Number of Years with Current Firm
7
Work with the following types of clients
Individual Investors
Foreign Languages Serviced
NA
Advisory Services Provided
Financial Advice & Consulting, Financial Planning, Retirement Planning, 401K Rollovers, Portfolio Management
Services
Investment Types
Insurance, Annuities, Stocks, Mutual Funds, Commodities, Exchange Traded Funds (ETFs), Alternative Investments
Can meet clients in the following ways
Your Home, Our Office, Phone, Your Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Variable Life, Long Term Care, Annuity, Life, Variable Annuity
Firm Information
Advisor's Number of Clients
70
Advisor's Number of Managed Clients
70
Advisor's Number of Planning Clients
70
Total Assets Under Management by Advisor
120,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Flat Fee
Fee % Based on Assets
.5%-1.25%
Additional Details on Charges
I am open to a one-time planning arrangement if the situation makes sense for both the client and I.
Minimum Fee Charged for Managed Accounts
$2500
Education
Psychology -
Colby College
09/2008 -05/2012