STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N Broadway
St Louis, Missouri 63102
Tel: 314-342-2000

About STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED, formally registered with the SEC as STIFEL, NICOLAUS & COMPANY, INCORPORATED. The firm was established in 05/07/1975. They have over 460 offices throughout the country.

STIFEL, NICOLAUS & COMPANY, INCORPORATED is a St Louis, Missouri based Financial Planning firm with nearly $132,550,931,898 assets under management, offering retirement planning & investment advisory services to 334814 clients. The firm is staffed with 6729 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	793
SEC#	801-10746
Assets Managed by Firm	$132,550,931,898
No. of Clients	334814
No. of Advisors	6729

Fee Structure

A Percentage of AUM
Fixed Fees
Commision Based

Advisory Services Provided

Financial Planning
Portfolio Management for Individuals
Portfolio Management for pooled Investment
Portfolio Management for Business
Pension Consulting Services
Selection of Other Advisors
Educational Seminars/ Workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	334814	$132,550,931,898
Individuals (other than high net worth individuals)	149480	$34,180,842,642
High net worth individuals	48961	$81,566,219,508
Pension and profit sharing plans	1588	$1,983,213,345
Charitable organizations	1312	$4,387,152,559
Corporations or other businesses	1922	$6,081,795,119

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