KENNEDY CAPITAL MANAGEMENT

10829 Olive Blvd
St Louis, Missouri 63141-7739
Tel: 314-432-0400

About KENNEDY CAPITAL MANAGEMENT

KENNEDY CAPITAL MANAGEMENT, formally registered with the SEC as KENNEDY CAPITAL MANAGEMENT. The firm was established in 07/17/1980. They have over 1 offices throughout the country.

KENNEDY CAPITAL MANAGEMENT is a St Louis, Missouri based Financial Planning firm with nearly $4,769,808,892 assets under management, offering retirement planning & investment advisory services to 185 clients. The firm is staffed with 47 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105834
SEC#	801-15323
Assets Managed by Firm	$4,769,808,892
No. of Clients	185
No. of Advisors	47

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	185	$4,769,808,892
Individuals (other than high net worth individuals)	3	$1,573,292
High net worth individuals	64	$116,390,982
Pension and profit sharing plans	9	$269,294,572
Charitable organizations	19	$184,089,548
Other investment advisers	5	$180,722,697
Corporations or other businesses	28	$381,823,346

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OLIVE STREET INVESTMENT ADVISERS, LLC 12555 Manchester Road St. Louis, MO, 63131	$169,541,361,944	13	218
ASCENSION INVESTMENT MANAGEMENT 4600 Edmundson Road St. Louis, MO, 63134	$40,337,272,573	14	27
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