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David Naert Managing Director - Investments

Oppenheimer & Company

1 N. Brentwood Blvd
Suite 600

Clayton, MO 63105
(314) 7462540

About Oppenheimer & Company

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.

General Information

Firm Start Year

1921

No.of Employees

2000-4999

CRD#

1532335

Name of Broker/Dealer

Oppenheimer & Co.

States Licensed in

AL AZ CA CO CT FL GA HI IA IL IN KS KY MD MI MN MO MS NC NE NJ NY OK OR PA SC TN TX VA WA WY

Years of Experience in Financial Services

30

Number of Years with Current Firm

20

Work Experience

Became a financial consultant right out of college in 1985 starting with PaineWebber. Moved to Oppenheimer in 1994.

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Services

Investment Types

Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Options & Futures, Commodities, Bonds, Insurance, Annuities, Mutual Funds, FOREX & Currency, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At my office, At your home, At your office, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 4, Series 65, Series 63, Series 7, Series 6, Series 3

Insurance and Annuity Licenses

Health, Annuity, Disability, Variable Annuity, Variable Life, Long Term Care, Life

Firm Information

Firm's Number of Clients

200,000+

Assets Managed by Firm

$150,000,000

Advisor's Number of Clients

1000

Advisor's Number of Managed Clients

800

Advisor's Number of Planning Clients

950

Assets Managed by Advisor

$300,000,000

Compensation and Fees

Fee Structure

I am a Fee-Based financial professional

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.0