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Des Peres, MO 63131
636-681-3100About Hummert Financial
Dan Hummert, CFP®, CRPC®
President & Senior Financial Advisor
Hummert Financial
Office: (636) 681-3100
Mobile: (314) 550-5240
Email: dan@hummertfinancial.com
Address: 13358 Manchester Rd #200, Des Peres, MO 63131
See Disclosures
General Information
Firm Start Year
CRD#
5751394
Firm CRD#
6413
Name of Broker/Dealer
LPL FINANCIAL LLC
States Licensed in
MO,AZ,CA,CO,FL,GA,IA,IL,IN,KS,KY,PA,UT,WI
Years of Experience in Financial Services
15
Work with the following types of clients
Individual Investors, Businesses
Advisory Services Provided
Investment Advice & Management, Financial Advice & Consulting, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning
Services
Investment Types
Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Bonds, Stocks
Can meet clients in the following ways
Our Office, Phone, Email, Our Offices, Your Home, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPC®
Securities Licenses
Series 7, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Annuity
Compensation and Fees
Fee Structure
Fee-Based
Compensation Methods
Based on Assets
Fee % Based on Assets
TBD
Education
Bachelor of Science Business Administration - Business (Finance & Accounting)
Washington University in St. Louis - Olin School of Business
9/1/1984 -5/31/1988
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf