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SPECTRUM FINANCIAL MANAGEMENT
899 Northgate Drive
Suite 305
San Rafael, California 94903
Tel: 415-472-7300
About SPECTRUM FINANCIAL MANAGEMENT
SPECTRUM FINANCIAL MANAGEMENT, formally registered with the SEC as SPECTRUM FINANCIAL MANAGEMENT. The firm was established in 07/01/2003. They have over 1 offices throughout the country.
SPECTRUM FINANCIAL MANAGEMENT is a San Rafael, California based Financial Planning firm with nearly $227,925,992 assets under management, offering retirement planning & investment advisory services to 143 clients. The firm is staffed with 4 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 127746 |
| SEC# | 801-62255 |
| Assets Managed by Firm | $227,925,992 |
| No. of Clients | 143 |
| No. of Advisors | 4 |
Fee Structure
- A percentage of AUM
- Fixed fees
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 143 | $227,925,992 |
| Individuals (other than high net worth individuals) | 63 | $32,642,866 |
| High net worth individuals | 80 | $195,283,126 |
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