SPECTRUM FINANCIAL MANAGEMENT

899 Northgate Drive
Suite 305
San Rafael, California 94903
Tel: 415-472-7300

About SPECTRUM FINANCIAL MANAGEMENT

SPECTRUM FINANCIAL MANAGEMENT, formally registered with the SEC as SPECTRUM FINANCIAL MANAGEMENT. The firm was established in 07/01/2003. They have over 1 offices throughout the country.

SPECTRUM FINANCIAL MANAGEMENT is a San Rafael, California based Financial Planning firm with nearly $227,925,992 assets under management, offering retirement planning & investment advisory services to 143 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	127746
SEC#	801-62255
Assets Managed by Firm	$227,925,992
No. of Clients	143
No. of Advisors	4

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses

Firm Client Information

	No. of Clients	AUM
Firm Total	143	$227,925,992
Individuals (other than high net worth individuals)	63	$32,642,866
High net worth individuals	80	$195,283,126

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