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Joe Schwarz

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORs LLC

50 South Sixth Street
#1405

Minneapolis, MN 55402
(612) 3554365

BUILDING AND PRESERVING YOUR WEALTH

About SCHWARZ DYGOS WHEELER INVESTMENT ADVISORs LLC

Fee-Only, independent Registered Investment Advisory firm [RIA] providing comprehensive Wealth Management services that include portfolio management and financial advice.

General Information

Firm Start Year

2008

No.of Employees

5-9

CRD#

147384

Firm CRD#

147384

Insurance License#

not licensed for insurance

Name of Custodial Firm

Fidelity Investments

States Licensed in

MN FL WI TX IL

Years of Experience in Financial Services

19

Number of Years with Current Firm

7

Work Experience

19 years

I work with the following types of clients

Retirees, Individual Investors

Services

Investment Types

Options & Futures, Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Stocks, Portfolio Management

I can meet clients in the following ways

At your office, Via email, Via phone, At my office, At your home

Qualifications & Membership

Certifications, Accreditations & Designations

Chartered Financial Analyst (CFA)

Securities Licenses

Series 63

Insurance and Annuity Licenses

not licensed for insurance

Financial Organization Memberships

CFA Society of Minnesota

Firm Information

Firm's Number of Clients

333

Assets Managed by Firm

$135,000,000

Advisor's Number of Clients

87

Assets Managed by Advisor

$33,500,000

Compensation and Fees

Fee Structure

I am a Fee-Only financial professional

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee

Additional Details on Charges

as an RIA, commissions are not received

Education

BS of Economics -

Unniversity of Minnesota
-